Unclaimed Profile

Thomas Lee Mangan

JAMES INVESTMENT RESEARCH INC·XENIA, Ohio

SIE, Series 3, Series 6, Series 7, Series 24, Series 63, Series 65Clean record14 years registeredJAMES INVESTMENT RESEARCH INC

1349 FAIRGROUND ROAD, XENIA, OH 45385CRD# 1692618Firm CRD# 110433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Lee Mangan · XENIA, OH

Registration

CRD #1692618 · JAMES INVESTMENT RESEARCH INC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JAMES INVESTMENT RESEARCH INC

JAMES INVESTMENT RESEARCH INC

Nov 2011 – Mar 2019

XENIA, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 18, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JAMES INVESTMENT RESEARCH INC

CRD 110433 · SEC 801-12359

AUM

$1.2B

Regulatory assets under management

Employees

681 client accounts

Services offered by JAMES INVESTMENT RESEARCH INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at JAMES INVESTMENT RESEARCH INC →

Introduction

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Frequently Asked Questions

What services does Thomas Lee Mangan offer?

Thomas Lee Mangan specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Lee Mangan's credentials?

Thomas Lee Mangan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Lee Mangan located?

Thomas Lee Mangan is based in XENIA, Ohio, last registered with JAMES INVESTMENT RESEARCH INC.

How does Thomas Lee Mangan charge for services?

Thomas Lee Mangan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES INVESTMENT RESEARCH INC?

JAMES INVESTMENT RESEARCH INC has approximately 14 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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