Unclaimed Profile

Michael James Mcgraw

JAMES CAPITAL ALLIANCE INC·XENIA, Ohio

SIE, Series 2, Series 6, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredJAMES CAPITAL ALLIANCE INC

1349 FAIRGROUND ROAD, XENIA, OH 45385-9514CRD# 2283229Firm CRD# 107078

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael James Mcgraw · XENIA, OH

Registration

CRD #2283229 · JAMES CAPITAL ALLIANCE INC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JAMES CAPITAL ALLIANCE INC

JAMES CAPITAL ALLIANCE INC

Nov 1999 – Dec 2021

BEAVERCREEK, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 26, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JAMES CAPITAL ALLIANCE INC

CRD 107078 · SEC 801-42655

AUM

$274M

Regulatory assets under management

Employees

1,032 client accounts

Services offered by JAMES CAPITAL ALLIANCE INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at JAMES CAPITAL ALLIANCE INC →

Introduction

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Frequently Asked Questions

What services does Michael James Mcgraw offer?

Michael James Mcgraw specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Michael James Mcgraw's credentials?

Michael James Mcgraw is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael James Mcgraw located?

Michael James Mcgraw is based in XENIA, Ohio, last registered with JAMES CAPITAL ALLIANCE INC.

How does Michael James Mcgraw charge for services?

Michael James Mcgraw's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES CAPITAL ALLIANCE INC?

JAMES CAPITAL ALLIANCE INC has approximately 7 employees and manages $274M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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