Unclaimed Profile

Ann Marie Shaw-Kremer

JAMES CAPITAL ALLIANCE INC·XENIA, Ohio

SIE, Series 6, Series 65CFPClean record14 years registeredJAMES CAPITAL ALLIANCE INC

1349 FAIRGROUND ROAD, XENIA, OH 45385-9514CRD# 2253982Firm CRD# 107078

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ann Marie Shaw-Kremer · XENIA, OH

Registration

CRD #2253982 · JAMES CAPITAL ALLIANCE INC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JAMES CAPITAL ALLIANCE INC

JAMES INVESTMENT RESEARCH INC

Nov 2011 – Jun 2023

XENIA, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 65

Registration record

First registered · November 18, 2011

Years registered · 14

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JAMES CAPITAL ALLIANCE INC

CRD 107078 · SEC 801-42655

AUM

$274M

Regulatory assets under management

Employees

1,032 client accounts

Services offered by JAMES CAPITAL ALLIANCE INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at JAMES CAPITAL ALLIANCE INC →

Introduction

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Frequently Asked Questions

What services does Ann Marie Shaw-Kremer offer?

Ann Marie Shaw-Kremer specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Ann Marie Shaw-Kremer's credentials?

Ann Marie Shaw-Kremer holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ann Marie Shaw-Kremer located?

Ann Marie Shaw-Kremer is based in XENIA, Ohio, last registered with JAMES CAPITAL ALLIANCE INC.

How does Ann Marie Shaw-Kremer charge for services?

Ann Marie Shaw-Kremer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES CAPITAL ALLIANCE INC?

JAMES CAPITAL ALLIANCE INC has approximately 7 employees and manages $274M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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