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Richard Brian Culpepper

JAMES INVESTMENT RESEARCH INC·XENIA, Ohio
SIE, Series 6, Series 63, Series 65, Series 99TOClean record14 years registeredJAMES INVESTMENT RESEARCH INC
1349 FAIRGROUND ROAD, XENIA, OH 45385CRD# 2942828Firm CRD# 110433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Brian Culpepper · XENIA, OH
Registration
CRD #2942828 · JAMES INVESTMENT RESEARCH INC · 14 years registered
Brand Profile
Not yet started
01

Career History

JAMES INVESTMENT RESEARCH INC
Nov 2011 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Series 99TO
Registration record
First registered · November 7, 2011
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JAMES INVESTMENT RESEARCH INC
CRD 110433 · SEC 801-12359
AUM
$1.2B
Regulatory assets under management
Employees
14
681 client accounts
Services offered by JAMES INVESTMENT RESEARCH INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
View all advisors at JAMES INVESTMENT RESEARCH INC →
Introduction

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05

Frequently Asked Questions

What services does Richard Brian Culpepper offer?
Richard Brian Culpepper specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in XENIA, Ohio for a consultation.
What are Richard Brian Culpepper's credentials?
Richard Brian Culpepper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Brian Culpepper located?
Richard Brian Culpepper is based in XENIA, Ohio, working with JAMES INVESTMENT RESEARCH INC. Their office serves clients in the XENIA metropolitan area and surrounding communities.
How does Richard Brian Culpepper charge for services?
Richard Brian Culpepper's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JAMES INVESTMENT RESEARCH INC?
JAMES INVESTMENT RESEARCH INC has approximately 14 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at JAMES INVESTMENT RESEARCH INC

Francis E James
XENIA, OH
Barry Ray James
XENIA, OH
David William James
XENIA, OH
CFA
Lesley Dawn Ott
XENIA, OH
Thomas Lee Mangan
XENIA, OH

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