Unclaimed Profile

David Richard Kaser

KMG FIDUCIARY PARTNERS, LLC·TOLEDO, Ohio

SIE, Series 4, Series 7, Series 24, Series 31, Series 63, Series 65CFP26 years registeredKMG FIDUCIARY PARTNERS, LLC

7530 KINGS POINTE ROAD, TOLEDO, OH 43617CRD# 1172233Firm CRD# 298331

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Richard Kaser · TOLEDO, OH

Registration

CRD #1172233 · KMG FIDUCIARY PARTNERS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

KMG FIDUCIARY PARTNERS, LLC

Sep 2018 – present

MORGAN STANLEY

Jun 2009 – Sep 2018

TOLEDO, OH

MORGAN STANLEY & CO. INCORPORATED

Apr 2009 – Jun 2009

TOLEDO, OH

UBS FINANCIAL SERVICES INC.

Aug 1999 – May 2009

SYLVANIA, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · August 18, 1999

Years registered · 26

Professional designation · CFP

Disclosure History

2003Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KMG FIDUCIARY PARTNERS, LLC

CRD 298331 · SEC 801-113981

AUM

$1.3B

Regulatory assets under management

Employees

3,526 client accounts

Services offered by KMG FIDUCIARY PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KMG FIDUCIARY PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does David Richard Kaser offer?

David Richard Kaser specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TOLEDO, Ohio for a consultation.

What are David Richard Kaser's credentials?

David Richard Kaser holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Richard Kaser located?

David Richard Kaser is based in TOLEDO, Ohio, working with KMG FIDUCIARY PARTNERS, LLC. Their office serves clients in the TOLEDO metropolitan area and surrounding communities.

How does David Richard Kaser charge for services?

David Richard Kaser's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KMG FIDUCIARY PARTNERS, LLC?

KMG FIDUCIARY PARTNERS, LLC has approximately 15 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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