Unclaimed Profile

Dock Douglas Treece

TREECE INVESTMENT ADVISORY CORP·TOLEDO, Ohio

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 63, Series 66, Series 99TO26 years registeredTREECE INVESTMENT ADVISORY CORP

6800 W. CENTRAL AVENUE, TOLEDO, OH 43617CRD# 866947Firm CRD# 110449

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dock Douglas Treece · TOLEDO, OH

Registration

CRD #866947 · TREECE INVESTMENT ADVISORY CORP · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TREECE INVESTMENT ADVISORY CORP

TREECE INVESTMENT ADVISORY CORP

Dec 1999 – Sep 2022

TOLEDO, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 63

Series 66

Series 99TO

Registration record

First registered · December 7, 1999

Years registered · 26

Disclosure History

2018Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TREECE INVESTMENT ADVISORY CORP

CRD 110449 · SEC 801-66712

AUM

$45M

Regulatory assets under management

Employees

558 client accounts

Services offered by TREECE INVESTMENT ADVISORY CORP

Per Form ADV

Portfolio management (individuals)

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at TREECE INVESTMENT ADVISORY CORP →

Introduction

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Frequently Asked Questions

What services does Dock Douglas Treece offer?

Dock Douglas Treece specializes in Investment Management, Fee-Only Advisory.

What are Dock Douglas Treece's credentials?

Dock Douglas Treece is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dock Douglas Treece located?

Dock Douglas Treece is based in TOLEDO, Ohio, last registered with TREECE INVESTMENT ADVISORY CORP.

How does Dock Douglas Treece charge for services?

Dock Douglas Treece's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TREECE INVESTMENT ADVISORY CORP?

TREECE INVESTMENT ADVISORY CORP has approximately 1 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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