Unclaimed Profile

Peter Lawrence Mooney

SAFEGUARD SECURITIES, INC.·MAYFIELD HEIGHTS, Ohio

SAFEGUARD SECURITIES, INC.

6060 PARKLAND BOULEVARD, MAYFIELD HEIGHTS, OH 44124CRD# 2365429Firm CRD# 31256

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Lawrence Mooney · MAYFIELD HEIGHTS, OH

Registration

CRD #2365429 · SAFEGUARD SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Peter Lawrence Mooney is a registered financial advisor based in MAYFIELD HEIGHTS, Ohio, affiliated with SAFEGUARD SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

ANCORA RETIREMENT PLAN ADVISORS, LLC

AUM

$1.1B

Regulatory assets under management

Employees

Total firm employees

View all advisors at ANCORA RETIREMENT PLAN ADVISORS, LLC →

Services

Portfolio management (individuals)

Other

Background

Compensation

Percentage of AUM

Subscription fees

Other: REVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGMT SOLUTIONS

Regulatory

SEC/IARD CRD# 2365429

Firm CRD# 31256

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Peter Lawrence Mooney offer?

Peter Lawrence Mooney specializes in Investment Management. Contact their office in MAYFIELD HEIGHTS, Ohio for a consultation.

What are Peter Lawrence Mooney's credentials?

Peter Lawrence Mooney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Lawrence Mooney located?

Peter Lawrence Mooney is based in MAYFIELD HEIGHTS, Ohio, working with SAFEGUARD SECURITIES, INC.. Their office serves clients in the MAYFIELD HEIGHTS metropolitan area and surrounding communities.

How does Peter Lawrence Mooney charge for services?

Peter Lawrence Mooney's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with frs, and on credit and cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAFEGUARD SECURITIES, INC.?

SAFEGUARD SECURITIES, INC. has approximately 42 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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