AdvisorOS Directory
Claim Profile
PM

Peter Lawrence Mooney

SAFEGUARD SECURITIES, INC.·MAYFIELD HEIGHTS, Ohio
Unclaimed Profile
6060 PARKLAND BOULEVARD, MAYFIELD HEIGHTS, OH 44124CRD# 2365429Firm CRD# 31256
01

About

Peter Lawrence Mooney is a registered financial advisor based in MAYFIELD HEIGHTS, Ohio, affiliated with SAFEGUARD SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
ANCORA RETIREMENT PLAN ADVISORS, LLC
ANCORA RETIREMENT PLAN ADVISORS, LLC
AUM
$1.1B
Regulatory assets under management
Employees
42
Total firm employees
View all advisors at ANCORA RETIREMENT PLAN ADVISORS, LLC →
Services
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: REVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGMT SOLUTIONS
Regulatory
SEC/IARD CRD# 2365429
Firm CRD# 31256
2 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in MAYFIELD HEIGHTS?

Browse all registered financial advisors in MAYFIELD HEIGHTS, Ohio or claim this profile if it's yours.

Browse MAYFIELD HEIGHTS AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Peter Lawrence Mooney offer?
Peter Lawrence Mooney specializes in Investment Management. Contact their office in MAYFIELD HEIGHTS, Ohio for a consultation.
What are Peter Lawrence Mooney's credentials?
Peter Lawrence Mooney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peter Lawrence Mooney located?
Peter Lawrence Mooney is based in MAYFIELD HEIGHTS, Ohio, working with SAFEGUARD SECURITIES, INC.. Their office serves clients in the MAYFIELD HEIGHTS metropolitan area and surrounding communities.
How does Peter Lawrence Mooney charge for services?
Peter Lawrence Mooney's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with frs, and on credit and cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFEGUARD SECURITIES, INC.?
SAFEGUARD SECURITIES, INC. has approximately 42 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in MAYFIELD HEIGHTS
Kevin Howard Myeroff — FINANCIAL PLANNERS OF CLEVELAND, INC.Carole Jean Weinberg — FINANCIAL PLANNERS OF CLEVELAND, INC.Dennis Patrick Lehman — FINANCIAL PLANNERS OF CLEVELAND, INC.Kelly Jean Russell — FINANCIAL PLANNERS OF CLEVELAND, INC.David William Kuhr — SAFEGUARD SECURITIES, INC.
Nearby cities in Ohio
CINCINNATI (755)CLEVELAND (395)COLUMBUS (392)BEACHWOOD (138)DUBLIN (93)
City Guides
CINCINNATI GuideCLEVELAND GuideCOLUMBUS GuideBEACHWOOD GuideDUBLIN Guide
Research
Advisor Fees in OhioNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile