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William Michael Koenig

ANCORA RETIREMENT PLAN ADVISORS, LLC·CLEVELAND, Ohio
SIE, Series 7, Series 66Clean record22 years registeredANCORA RETIREMENT PLAN ADVISORS, LLC
6060 PARKLAND, CLEVELAND, OH 44124CRD# 4297959Firm CRD# 31256

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Michael Koenig · CLEVELAND, OH
Registration
CRD #4297959 · ANCORA RETIREMENT PLAN ADVISORS, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

ANCORA RETIREMENT PLAN ADVISORS, LLC
Jun 2007 – present
WATERSTONE FINANCIAL GROUP, INC.
May 2004 – Dec 2006
BEACHWOOD, OH
WS GRIFFITH SECURITIES, INC.
Sep 2003 – Jun 2004
CLEVELAND, OH
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · September 26, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ANCORA RETIREMENT PLAN ADVISORS, LLC
CRD 31256 · SEC 801-67475
AUM
$1.1B
Regulatory assets under management
Employees
42
149 client accounts
Services offered by ANCORA RETIREMENT PLAN ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ANCORA RETIREMENT PLAN ADVISORS, LLC →
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05

Frequently Asked Questions

What services does William Michael Koenig offer?
William Michael Koenig specializes in Investment Management. Contact their office in CLEVELAND, Ohio for a consultation.
What are William Michael Koenig's credentials?
William Michael Koenig is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Michael Koenig located?
William Michael Koenig is based in CLEVELAND, Ohio, working with ANCORA RETIREMENT PLAN ADVISORS, LLC. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.
How does William Michael Koenig charge for services?
William Michael Koenig's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with frs, and on credit and cash mgmt solutions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ANCORA RETIREMENT PLAN ADVISORS, LLC?
ANCORA RETIREMENT PLAN ADVISORS, LLC has approximately 42 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ANCORA RETIREMENT PLAN ADVISORS, LLC

Jeremy Joseph Scacco
CLEVELAND, OH
David William Kuhr
MAYFIELD HEIGHTS, OH
Howard Scott Essner
CLEVELAND, OH
Kevin Patrick Vaillancourt
CLEVELAND, OH
Peter Lawrence Mooney
MAYFIELD HEIGHTS, OH

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