Unclaimed Profile

Scott Gerald Fischer

ENZA FINANCIAL, LLC·INDEPENDENCE, Ohio

SIE, Series 7, Series 24, Series 66Clean record23 years registeredENZA FINANCIAL, LLC

6450 ROCKSIDE WOODS BLVD S, INDEPENDENCE, OH 44131CRD# 4358126Firm CRD# 315827

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Gerald Fischer · INDEPENDENCE, OH

Registration

CRD #4358126 · ENZA FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

ENZA FINANCIAL, LLC

Nov 2021 – present

M HOLDINGS SECURITIES, INC.

Nov 2011 – Dec 2022

PORTLAND, OR

GWN SECURITIES INC.

Apr 2009 – Sep 2011

HUDSON, OH

UBS FINANCIAL SERVICES INC.

Nov 2007 – Apr 2009

AKRON, OH

VALMARK ADVISERS, INC.

Sep 2002 – Oct 2007

NEWARK, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · September 27, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ENZA FINANCIAL, LLC

CRD 315827 · SEC 801-125885

AUM

$130M

Regulatory assets under management

Employees

234 client accounts

Services offered by ENZA FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ENZA FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Gerald Fischer offer?

Scott Gerald Fischer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in INDEPENDENCE, Ohio for a consultation.

What are Scott Gerald Fischer's credentials?

Scott Gerald Fischer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Gerald Fischer located?

Scott Gerald Fischer is based in INDEPENDENCE, Ohio, working with ENZA FINANCIAL, LLC. Their office serves clients in the INDEPENDENCE metropolitan area and surrounding communities.

How does Scott Gerald Fischer charge for services?

Scott Gerald Fischer's firm is compensated through percentage of aum, hourly charges, other: tiered fees for levels of financial planning services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENZA FINANCIAL, LLC?

ENZA FINANCIAL, LLC has approximately 6 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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