Unclaimed Profile

Katherine E Reed

ENZA FINANCIAL, LLC·INDEPENDENCE, Ohio

SIE, Series 7, Series 24Clean record23 years registeredENZA FINANCIAL, LLC

6450 ROCKSIDE WOODS BLVD S, INDEPENDENCE, OH 44131CRD# 4223440Firm CRD# 315827

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine E Reed · INDEPENDENCE, OH

Registration

CRD #4223440 · ENZA FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ENZA FINANCIAL, LLC

M HOLDINGS SECURITIES, INC.

Apr 2018 – Jan 2023

PORTLAND, OR

MML INVESTORS SERVICES, LLC

May 2003 – Jan 2018

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Registration record

First registered · May 15, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ENZA FINANCIAL, LLC

CRD 315827 · SEC 801-125885

AUM

$130M

Regulatory assets under management

Employees

234 client accounts

Services offered by ENZA FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ENZA FINANCIAL, LLC →

Introduction

Speak with Katherine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Katherine is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in INDEPENDENCE?

Browse all registered financial advisors in INDEPENDENCE, Ohio or claim this profile if it's yours.

Browse INDEPENDENCE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Katherine E Reed offer?

Katherine E Reed specializes in Financial Planning, Investment Management, Wealth Management.

What are Katherine E Reed's credentials?

Katherine E Reed is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine E Reed located?

Katherine E Reed is based in INDEPENDENCE, Ohio, last registered with ENZA FINANCIAL, LLC.

How does Katherine E Reed charge for services?

Katherine E Reed's firm is compensated through percentage of aum, hourly charges, other: tiered fees for levels of financial planning services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENZA FINANCIAL, LLC?

ENZA FINANCIAL, LLC has approximately 6 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →