Unclaimed Profile

Mark Jonathan Happe

MAI CAPITAL MANAGEMENT, LLC·CLEVELAND, Ohio

MAI CAPITAL MANAGEMENT, LLC

6050 OAK TREE BLVD, CLEVELAND, OH 44131CRD# 2791955Firm CRD# 109807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Jonathan Happe · CLEVELAND, OH

Registration

CRD #2791955 · MAI CAPITAL MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Mark Jonathan Happe is a registered financial advisor based in CLEVELAND, Ohio, affiliated with MAI CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

MAI CAPITAL MANAGEMENT, LLC

AUM

$19.7B

Regulatory assets under management

Employees

331

Total firm employees

View all advisors at MAI CAPITAL MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Performance-based fees

Other: PERCENTAGE OF NON-INVESTMENT INCOME

Regulatory

SEC/IARD CRD# 2791955

Firm CRD# 109807

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Mark Jonathan Happe offer?

Mark Jonathan Happe specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.

What are Mark Jonathan Happe's credentials?

Mark Jonathan Happe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Jonathan Happe located?

Mark Jonathan Happe is based in CLEVELAND, Ohio, working with MAI CAPITAL MANAGEMENT, LLC. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.

How does Mark Jonathan Happe charge for services?

Mark Jonathan Happe's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: percentage of non-investment income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAI CAPITAL MANAGEMENT, LLC?

MAI CAPITAL MANAGEMENT, LLC has approximately 331 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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