Unclaimed Profile

Heather Roulston Ettinger

FAIRPORT, LLC·CLEVELAND, Ohio

Series 3, Series 7, Series 24, Series 63Clean record25 years registeredFAIRPORT, LLC

1350 EUCLID AVENUE, CLEVELAND, OH 44115-1833CRD# 1211843Firm CRD# 145182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Heather Roulston Ettinger · CLEVELAND, OH

Registration

CRD #1211843 · FAIRPORT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FAIRPORT, LLC

HIGHTOWER ADVISORS, LLC

May 2019 – Feb 2025

Cleveland, OH

FAIRPORT ASSET MANAGEMENT

Jan 2017 – Sep 2019

CLEVELAND, OH

FAIRPORT ASSET MANAGEMENT

Dec 2007 – Dec 2016

CLEVELAND, OH

FAIRPORT ASSET MANAGEMENT, LLC

Jan 2003 – Nov 2007

CLEVELAND, OH

ROULSTON & CO INC

Sep 2000 – Nov 2007

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 63

Registration record

First registered · September 21, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAIRPORT, LLC

CRD 145182 · SEC 801-68520

AUM

$1.7B

Regulatory assets under management

Employees

2,019 client accounts

Services offered by FAIRPORT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FAIRPORT, LLC →

Introduction

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Frequently Asked Questions

What services does Heather Roulston Ettinger offer?

Heather Roulston Ettinger specializes in Financial Planning, Investment Management, Wealth Management.

What are Heather Roulston Ettinger's credentials?

Heather Roulston Ettinger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Heather Roulston Ettinger located?

Heather Roulston Ettinger is based in CLEVELAND, Ohio, last registered with FAIRPORT, LLC.

How does Heather Roulston Ettinger charge for services?

Heather Roulston Ettinger's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAIRPORT, LLC?

FAIRPORT, LLC has approximately 31 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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