Unclaimed Profile

Lu Anne Morrison

MAI CAPITAL MANAGEMENT, LLC·CLEVELAND, Ohio

Clean record22 years registeredMAI CAPITAL MANAGEMENT, LLC

1360 EAST 9TH STREET, CLEVELAND, OH 44114-1782CRD# 4708560Firm CRD# 109807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lu Anne Morrison · CLEVELAND, OH

Registration

CRD #4708560 · MAI CAPITAL MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT, LLC

Sep 2003 – Feb 2022

CLEVELAND, OH

Registrations & Exams

Registration record

First registered · September 17, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAI CAPITAL MANAGEMENT, LLC

CRD 109807 · SEC 801-58104

AUM

$19.7B

Regulatory assets under management

Employees

331

26,826 client accounts

Services offered by MAI CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MAI CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Lu Anne Morrison offer?

Lu Anne Morrison specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Lu Anne Morrison's credentials?

Lu Anne Morrison is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lu Anne Morrison located?

Lu Anne Morrison is based in CLEVELAND, Ohio, last registered with MAI CAPITAL MANAGEMENT, LLC.

How does Lu Anne Morrison charge for services?

Lu Anne Morrison's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: percentage of non-investment income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAI CAPITAL MANAGEMENT, LLC?

MAI CAPITAL MANAGEMENT, LLC has approximately 331 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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