Unclaimed Profile

W. David Kern

WEALTHQUEST CORPORATION·CINCINNATI, Ohio

Series 65Clean record12 years registeredWEALTHQUEST CORPORATION

50 E-BUSINESS WAY, CINCINNATI, OH 45241CRD# 6270778Firm CRD# 141473

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

W. David Kern · CINCINNATI, OH

Registration

CRD #6270778 · WEALTHQUEST CORPORATION · 12 years registered

Brand Profile

Not yet started

Career History

WEALTHQUEST CORPORATION

May 2014 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 14, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHQUEST CORPORATION

CRD 141473 · SEC 801-67079

AUM

$1.8B

Regulatory assets under management

Employees

4,864 client accounts

Services offered by WEALTHQUEST CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHQUEST CORPORATION →

Introduction

Speak with W.

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if W. is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CINCINNATI?

Browse all registered financial advisors in CINCINNATI, Ohio or claim this profile if it's yours.

Browse CINCINNATI Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does W. David Kern offer?

W. David Kern specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are W. David Kern's credentials?

W. David Kern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is W. David Kern located?

W. David Kern is based in CINCINNATI, Ohio, working with WEALTHQUEST CORPORATION. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does W. David Kern charge for services?

W. David Kern's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHQUEST CORPORATION?

WEALTHQUEST CORPORATION has approximately 38 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →