Unclaimed Profile

Joseph Robert Richmond

WEALTHQUEST CORPORATION·CINCINNATI, Ohio

Series 6, Series 22, Series 63Clean record26 years registeredWEALTHQUEST CORPORATION

50 E-BUSINESS WAY, CINCINNATI, OH 45241CRD# 1014262Firm CRD# 141473

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Robert Richmond · CINCINNATI, OH

Registration

CRD #1014262 · WEALTHQUEST CORPORATION · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTHQUEST CORPORATION

WEALTHQUEST CORPORATION

Aug 2007 – Mar 2018

CINCINNATI, OH

ESI FINANCIAL ADVISORS

Jan 2000 – Aug 2007

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Registration record

First registered · January 3, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHQUEST CORPORATION

CRD 141473 · SEC 801-67079

AUM

$1.8B

Regulatory assets under management

Employees

4,864 client accounts

Services offered by WEALTHQUEST CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHQUEST CORPORATION →

Introduction

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Frequently Asked Questions

What services does Joseph Robert Richmond offer?

Joseph Robert Richmond specializes in Financial Planning, Investment Management, Wealth Management.

What are Joseph Robert Richmond's credentials?

Joseph Robert Richmond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Robert Richmond located?

Joseph Robert Richmond is based in CINCINNATI, Ohio, last registered with WEALTHQUEST CORPORATION.

How does Joseph Robert Richmond charge for services?

Joseph Robert Richmond's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHQUEST CORPORATION?

WEALTHQUEST CORPORATION has approximately 38 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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