Unclaimed Profile

Mark A Bates

WEALTHQUEST CORPORATION·CINCINNATI, Ohio

Series 6, Series 7, Series 63, Series 66Clean record21 years registeredWEALTHQUEST CORPORATION

50 E-BUSINESS WAY, CINCINNATI, OH 45241CRD# 4606121Firm CRD# 141473

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark A Bates · CINCINNATI, OH

Registration

CRD #4606121 · WEALTHQUEST CORPORATION · 21 years registered

Brand Profile

Not yet started

Career History

WEALTHQUEST CORPORATION

Apr 2010 – present

FIFTH THIRD SECURITIES, INC.

Feb 2005 – Apr 2010

WEST UNION, OH

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · February 14, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHQUEST CORPORATION

CRD 141473 · SEC 801-67079

AUM

$1.8B

Regulatory assets under management

Employees

4,864 client accounts

Services offered by WEALTHQUEST CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHQUEST CORPORATION →

Introduction

Speak with Mark

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Mark is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CINCINNATI?

Browse all registered financial advisors in CINCINNATI, Ohio or claim this profile if it's yours.

Browse CINCINNATI Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Mark A Bates offer?

Mark A Bates specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Mark A Bates's credentials?

Mark A Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark A Bates located?

Mark A Bates is based in CINCINNATI, Ohio, working with WEALTHQUEST CORPORATION. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Mark A Bates charge for services?

Mark A Bates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHQUEST CORPORATION?

WEALTHQUEST CORPORATION has approximately 38 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →