Unclaimed Profile

Troy Dale Brodie

W&S BROKERAGE SERVICES, INC.·CINCINNATI, Ohio

SIE, Series 6, Series 26, Series 63Clean recordW&S BROKERAGE SERVICES, INC.

400 BROADWAY, CINCINNATI, OH 45202CRD# 1924559Firm CRD# 8099

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Troy Dale Brodie · CINCINNATI, OH

Registration

CRD #1924559 · W&S BROKERAGE SERVICES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

W&S BROKERAGE SERVICES, INC.

CRD 8099 · SEC 801-113946

AUM

$123M

Regulatory assets under management

Employees

451 client accounts

Services offered by W&S BROKERAGE SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at W&S BROKERAGE SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Troy Dale Brodie offer?

Troy Dale Brodie specializes in Investment Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.

What are Troy Dale Brodie's credentials?

Troy Dale Brodie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Troy Dale Brodie located?

Troy Dale Brodie is based in CINCINNATI, Ohio, working with W&S BROKERAGE SERVICES, INC.. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Troy Dale Brodie charge for services?

Troy Dale Brodie's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is W&S BROKERAGE SERVICES, INC.?

W&S BROKERAGE SERVICES, INC. has approximately 85 employees and manages $123M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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