Unclaimed Profile

Douglas Edward Mourne

W&S BROKERAGE SERVICES, INC.·CINCINNATI, Ohio

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record16 years registeredW&S BROKERAGE SERVICES, INC.

400 BROADWAY, CINCINNATI, OH 45202CRD# 2999021Firm CRD# 8099

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Edward Mourne · CINCINNATI, OH

Registration

CRD #2999021 · W&S BROKERAGE SERVICES, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: W&S BROKERAGE SERVICES, INC.

CAPITAL ANALYSTS

Jun 2012 – Sep 2015

CINCINNATI, OH

LINCOLN INVESTMENT PLANNING, LLC

Jun 2012 – Sep 2015

CINCINNATI, OH

CAPITAL ANALYSTS INCORPORATED

Sep 2009 – Jun 2012

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · September 22, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

W&S BROKERAGE SERVICES, INC.

CRD 8099 · SEC 801-113946

AUM

$123M

Regulatory assets under management

Employees

451 client accounts

Services offered by W&S BROKERAGE SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at W&S BROKERAGE SERVICES, INC. →

Introduction

Speak with Douglas Edward

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Douglas Edward is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CINCINNATI?

Browse all registered financial advisors in CINCINNATI, Ohio or claim this profile if it's yours.

Browse CINCINNATI Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Douglas Edward Mourne offer?

Douglas Edward Mourne specializes in Investment Management, Fee-Only Advisory.

What are Douglas Edward Mourne's credentials?

Douglas Edward Mourne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Edward Mourne located?

Douglas Edward Mourne is based in CINCINNATI, Ohio, last registered with W&S BROKERAGE SERVICES, INC..

How does Douglas Edward Mourne charge for services?

Douglas Edward Mourne's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is W&S BROKERAGE SERVICES, INC.?

W&S BROKERAGE SERVICES, INC. has approximately 85 employees and manages $123M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →