Unclaimed Profile

Shawn Michael Scott

W&S BROKERAGE SERVICES, INC.·CINCINNATI, Ohio

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record11 years registeredW&S BROKERAGE SERVICES, INC.

400 BROADWAY, CINCINNATI, OH 45202CRD# 4673623Firm CRD# 8099

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Michael Scott · CINCINNATI, OH

Registration

CRD #4673623 · W&S BROKERAGE SERVICES, INC. · 11 years registered

Brand Profile

Not yet started

Career History

W&S BROKERAGE SERVICES, INC.

Oct 2018 – present

TOUCHSTONE ADVISORS INC

Nov 2014 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · November 26, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

W&S BROKERAGE SERVICES, INC.

CRD 8099 · SEC 801-113946

AUM

$123M

Regulatory assets under management

Employees

451 client accounts

Services offered by W&S BROKERAGE SERVICES, INC.

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at W&S BROKERAGE SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Shawn Michael Scott offer?

Shawn Michael Scott specializes in Investment Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.

What are Shawn Michael Scott's credentials?

Shawn Michael Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Michael Scott located?

Shawn Michael Scott is based in CINCINNATI, Ohio, working with W&S BROKERAGE SERVICES, INC.. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Shawn Michael Scott charge for services?

Shawn Michael Scott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is W&S BROKERAGE SERVICES, INC.?

W&S BROKERAGE SERVICES, INC. has approximately 85 employees and manages $123M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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