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Shawn Michael Scott

W&S BROKERAGE SERVICES, INC.·CINCINNATI, Ohio
Unclaimed Profile
400 BROADWAY, CINCINNATI, OH 45202CRD# 4673623Firm CRD# 8099
01

About

Shawn Michael Scott is a registered financial advisor based in CINCINNATI, Ohio, affiliated with W&S BROKERAGE SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
W&S BROKERAGE SERVICES, INC.
W&S BROKERAGE SERVICES, INC.
AUM
$123M
Regulatory assets under management
Employees
85
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4673623
Firm CRD# 8099
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Shawn Michael Scott offer?
Shawn Michael Scott specializes in Investment Management, Fee-Only Advisory. Contact their office in CINCINNATI, Ohio for a consultation.
What are Shawn Michael Scott's credentials?
Shawn Michael Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shawn Michael Scott located?
Shawn Michael Scott is based in CINCINNATI, Ohio, working with W&S BROKERAGE SERVICES, INC.. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.
How does Shawn Michael Scott charge for services?
Shawn Michael Scott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is W&S BROKERAGE SERVICES, INC.?
W&S BROKERAGE SERVICES, INC. has approximately 85 employees and manages $123M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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