Unclaimed Profile

Tracey Marie Stofa

FORT WASHINGTON INVESTMENT ADVISORS INC·CINCINNATI, Ohio

SIE, Series 7, Series 9, Series 10, Series 66Clean record18 years registeredFORT WASHINGTON INVESTMENT ADVISORS INC

303 BROADWAY, CINCINNATI, OH 45202CRD# 5489347Firm CRD# 107126

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tracey Marie Stofa · CINCINNATI, OH

Registration

CRD #5489347 · FORT WASHINGTON INVESTMENT ADVISORS INC · 18 years registered

Brand Profile

Not yet started

Career History

FORT WASHINGTON INVESTMENT ADVISORS INC

Nov 2022 – present

MORGAN STANLEY

Jun 2009 – Aug 2022

Cincinnati, OH

CITIGROUP GLOBAL MARKETS INC.

Apr 2008 – Jun 2009

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · April 23, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORT WASHINGTON INVESTMENT ADVISORS INC

CRD 107126 · SEC 801-37235

AUM

$79.5B

Regulatory assets under management

Employees

158

1,444 client accounts

Services offered by FORT WASHINGTON INVESTMENT ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FORT WASHINGTON INVESTMENT ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Tracey Marie Stofa offer?

Tracey Marie Stofa specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are Tracey Marie Stofa's credentials?

Tracey Marie Stofa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tracey Marie Stofa located?

Tracey Marie Stofa is based in CINCINNATI, Ohio, working with FORT WASHINGTON INVESTMENT ADVISORS INC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does Tracey Marie Stofa charge for services?

Tracey Marie Stofa's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORT WASHINGTON INVESTMENT ADVISORS INC?

FORT WASHINGTON INVESTMENT ADVISORS INC has approximately 158 employees and manages $79.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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