Unclaimed Profile

Nicholas Peter Sargen

FORT WASHINGTON INVESTMENT ADVISORS INC·CINCINNATI, Ohio

Series 7, Series 24, Series 63, Series 65Clean record23 years registeredFORT WASHINGTON INVESTMENT ADVISORS INC

303 BROADWAY, CINCINNATI, OH 45202CRD# 1605778Firm CRD# 107126

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Peter Sargen · CINCINNATI, OH

Registration

CRD #1605778 · FORT WASHINGTON INVESTMENT ADVISORS INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FORT WASHINGTON INVESTMENT ADVISORS INC

FORT WASHINGTON INVESTMENT ADVISORS INC

Jul 2003 – Jan 2026

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 14, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORT WASHINGTON INVESTMENT ADVISORS INC

CRD 107126 · SEC 801-37235

AUM

$79.5B

Regulatory assets under management

Employees

158

1,444 client accounts

Services offered by FORT WASHINGTON INVESTMENT ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at FORT WASHINGTON INVESTMENT ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Nicholas Peter Sargen offer?

Nicholas Peter Sargen specializes in Investment Management, Retirement Planning, Wealth Management.

What are Nicholas Peter Sargen's credentials?

Nicholas Peter Sargen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Peter Sargen located?

Nicholas Peter Sargen is based in CINCINNATI, Ohio, last registered with FORT WASHINGTON INVESTMENT ADVISORS INC.

How does Nicholas Peter Sargen charge for services?

Nicholas Peter Sargen's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORT WASHINGTON INVESTMENT ADVISORS INC?

FORT WASHINGTON INVESTMENT ADVISORS INC has approximately 158 employees and manages $79.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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