Unclaimed Profile

David Wise Glossinger

QUADRANT CAPITAL GROUP LLC·CINCINNATI, Ohio

Series 1, Series 2, Series 6, Series 7, Series 63, Series 65Clean record25 years registeredQUADRANT CAPITAL GROUP LLC

403 VINE STREET, CINCINNATI, OH 45202CRD# 855185Firm CRD# 147253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Wise Glossinger · CINCINNATI, OH

Registration

CRD #855185 · QUADRANT CAPITAL GROUP LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUADRANT CAPITAL GROUP LLC

ZENITH ADVISORY GROUP, LLC

Apr 2017 – Feb 2018

MIAMISBURG, OH

QUADRANT PARTNERS

Aug 2008 – Aug 2012

CINCINNATI, OH

SHEPHERD KAPLAN LLC

Nov 2007 – Jan 2009

CINCINNATI, OH

CORPORATE RESEARCH, LLC

Jul 2001 – Dec 2005

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 1

Series 2

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · July 23, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUADRANT CAPITAL GROUP LLC

CRD 147253 · SEC 801-69216

AUM

$3.9B

Regulatory assets under management

Employees

2,231 client accounts

Services offered by QUADRANT CAPITAL GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at QUADRANT CAPITAL GROUP LLC →

Introduction

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Frequently Asked Questions

What services does David Wise Glossinger offer?

David Wise Glossinger specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are David Wise Glossinger's credentials?

David Wise Glossinger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Wise Glossinger located?

David Wise Glossinger is based in CINCINNATI, Ohio, last registered with QUADRANT CAPITAL GROUP LLC.

How does David Wise Glossinger charge for services?

David Wise Glossinger's firm is compensated through percentage of aum, fixed fees, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUADRANT CAPITAL GROUP LLC?

QUADRANT CAPITAL GROUP LLC has approximately 31 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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