SHEPHERD KAPLAN LLC

BOSTON, Massachusetts·2 registered advisors·CRD# 128244
SEC# 801-623490617-896-1600
01

Firm Overview

AUM
$8.6B
Regulatory assets under management
Employees
43
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Other: A % OF REVENUE COLLECTED FOR SUB-ADVISORY SERVICES
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at SHEPHERD KAPLAN LLC

2 registered advisors
David Charles Kaplan
BOSTON, Massachusetts
David Morris Shepherd
BOSTON, Massachusetts
05

Office Locations

BOSTON, Massachusetts
2 advisors

Research financial advisors

Browse all registered financial advisors or search by location and specialty.

Browse All Advisors
Data sourced from SEC Form ADV filings. SHEPHERD KAPLAN LLC (CRD# 128244) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.