Unclaimed Profile

John Marshall Williams

QUADRANT CAPITAL GROUP LLC·CINCINNATI, Ohio

Series 7, Series 63, Series 66Clean record21 years registeredQUADRANT CAPITAL GROUP LLC

255 EAST FIFTH ST., CINCINNATI, OH 45202CRD# 2669535Firm CRD# 147253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Marshall Williams · CINCINNATI, OH

Registration

CRD #2669535 · QUADRANT CAPITAL GROUP LLC · 21 years registered

Brand Profile

Not yet started

Career History

CONSTELLATION WEALTH ADVISORS

Dec 2010 – present

CONSTELLATION WEALTH ADVISORS, LLC

Sep 2017 – May 2020

CINCINNATI, OH

FIFTH THIRD SECURITIES, INC.

Mar 2005 – Jun 2008

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · March 2, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUADRANT CAPITAL GROUP LLC

CRD 147253 · SEC 801-69216

AUM

$3.9B

Regulatory assets under management

Employees

2,231 client accounts

Services offered by QUADRANT CAPITAL GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at QUADRANT CAPITAL GROUP LLC →

Introduction

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Frequently Asked Questions

What services does John Marshall Williams offer?

John Marshall Williams specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CINCINNATI, Ohio for a consultation.

What are John Marshall Williams's credentials?

John Marshall Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Marshall Williams located?

John Marshall Williams is based in CINCINNATI, Ohio, working with QUADRANT CAPITAL GROUP LLC. Their office serves clients in the CINCINNATI metropolitan area and surrounding communities.

How does John Marshall Williams charge for services?

John Marshall Williams's firm is compensated through percentage of aum, fixed fees, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUADRANT CAPITAL GROUP LLC?

QUADRANT CAPITAL GROUP LLC has approximately 31 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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