Unclaimed Profile

Colleen Kennedy O'donnell

THE PINES WEALTH MANAGEMENT, LLC·SOUTHERN PINES, North Carolina

SIE, Series 7, Series 66Clean record22 years registeredTHE PINES WEALTH MANAGEMENT, LLC

104 BRADFORD VILLAGE COURT, SOUTHERN PINES, NC 28387CRD# 4751374Firm CRD# 326353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colleen Kennedy O'donnell · SOUTHERN PINES, NC

Registration

CRD #4751374 · THE PINES WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2026 – present

COMMONWEALTH FINANCIAL NETWORK

Mar 2026 – Jun 2026

DURHAM, NC

THE PINES WEALTH MANAGEMENT, LLC

Mar 2024 – Aug 2025

SOUTHERN PINES, NC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 2014 – Apr 2024

PINEHURST, NC

UBS FINANCIAL SERVICES INC.

Apr 2009 – Jun 2014

HARTFORD, CT

CITIGROUP GLOBAL MARKETS INC.

Feb 2007 – Apr 2009

HARTFORD, CT

BANC OF AMERICA INVESTMENT SERVICES, INC.

Sep 2006 – Jan 2007

HARTFORD, CT

A. G. EDWARDS & SONS, INC.

Jul 2004 – Sep 2006

GLASTONBURY, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 1, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE PINES WEALTH MANAGEMENT, LLC

CRD 326353 · SEC 801-129712

AUM

$338M

Regulatory assets under management

Employees

643 client accounts

Services offered by THE PINES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PINES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Colleen Kennedy O'donnell offer?

Colleen Kennedy O'donnell specializes in Financial Planning, Investment Management. Contact their office in SOUTHERN PINES, North Carolina for a consultation.

What are Colleen Kennedy O'donnell's credentials?

Colleen Kennedy O'donnell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colleen Kennedy O'donnell located?

Colleen Kennedy O'donnell is based in SOUTHERN PINES, North Carolina, working with THE PINES WEALTH MANAGEMENT, LLC. Their office serves clients in the SOUTHERN PINES metropolitan area and surrounding communities.

How does Colleen Kennedy O'donnell charge for services?

Colleen Kennedy O'donnell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PINES WEALTH MANAGEMENT, LLC?

THE PINES WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $338M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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