Unclaimed Profile

Tommy Wayne Porter

FOUNDERS FINANCIAL ALLIANCE, LLC·RALEIGH, North Carolina

SIE, Series 3, Series 7, Series 24, Series 31, Series 63, Series 65Clean record28 years registeredFOUNDERS FINANCIAL ALLIANCE, LLC

9212 FALLS OF NEUSE RD., SUITE 221, RALEIGH, NC 27615CRD# 2198860Firm CRD# 173011

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tommy Wayne Porter · RALEIGH, NC

Registration

CRD #2198860 · FOUNDERS FINANCIAL ALLIANCE, LLC · 28 years registered

Brand Profile

Not yet started

Career History

FOUNDERS FINANCIAL ALLIANCE, LLC

Oct 2014 – present

SUNTRUST INVESTMENT SERVICES, INC.

Jan 2005 – Aug 2014

CHAPEL HILL, NC

NCF FINANCIAL SERVICES, INC.

Sep 2002 – Jan 2005

CHAPEL HILL, NC

INVEST FINANCIAL CORPORATION

Jul 1998 – Sep 2002

CHAPEL HILL, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · July 9, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOUNDERS FINANCIAL ALLIANCE, LLC

CRD 173011 · SEC 801-108700

AUM

$701M

Regulatory assets under management

Employees

3,033 client accounts

Services offered by FOUNDERS FINANCIAL ALLIANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOUNDERS FINANCIAL ALLIANCE, LLC →

Introduction

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Frequently Asked Questions

What services does Tommy Wayne Porter offer?

Tommy Wayne Porter specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Tommy Wayne Porter's credentials?

Tommy Wayne Porter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tommy Wayne Porter located?

Tommy Wayne Porter is based in RALEIGH, North Carolina, working with FOUNDERS FINANCIAL ALLIANCE, LLC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Tommy Wayne Porter charge for services?

Tommy Wayne Porter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOUNDERS FINANCIAL ALLIANCE, LLC?

FOUNDERS FINANCIAL ALLIANCE, LLC has approximately 28 employees and manages $701M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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