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FOUNDERS FINANCIAL ALLIANCE, LLC
FOUNDERS FINANCIAL ALLIANCE, LLC
RALEIGH, North Carolina
·
2 registered advisors
·
CRD# 173011
SEC# 801-108700
15
855-860-5940
01
Firm Overview
AUM
$701M
Regulatory assets under management
Employees
28
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at FOUNDERS FINANCIAL ALLIANCE, LLC
2 registered advisors
James Allen Sloop
RALEIGH, North Carolina
CRD# 4749806
Tommy Wayne Porter
RALEIGH, North Carolina
CRD# 2198860
05
Office Locations
RALEIGH, North Carolina
2 advisors
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Data sourced from SEC Form ADV filings. FOUNDERS FINANCIAL ALLIANCE, LLC (CRD# 173011) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.