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Thomas Bittenbender Harps

FIRST CITIZENS ASSET MANAGEMENT, INC·RALEIGH, North Carolina
SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 99TOFIRST CITIZENS ASSET MANAGEMENT, INC
8540 COLONNADE CENTER DRIVE, RALEIGH, NC 27615CRD# 1551974Firm CRD# 140777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Bittenbender Harps · RALEIGH, NC
Registration
CRD #1551974 · FIRST CITIZENS ASSET MANAGEMENT, INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 9
Series 10
Series 14
Series 24
Series 52TO
Series 53
Series 63
Series 99TO
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
FIRST CITIZENS ASSET MANAGEMENT, INC
CRD 140777 · SEC 801-79917
AUM
$523M
Regulatory assets under management
Employees
52
1,799 client accounts
Services offered by FIRST CITIZENS ASSET MANAGEMENT, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
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Frequently Asked Questions

What services does Thomas Bittenbender Harps offer?
Thomas Bittenbender Harps specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in RALEIGH, North Carolina for a consultation.
What are Thomas Bittenbender Harps's credentials?
Thomas Bittenbender Harps is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Bittenbender Harps located?
Thomas Bittenbender Harps is based in RALEIGH, North Carolina, working with FIRST CITIZENS ASSET MANAGEMENT, INC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.
How does Thomas Bittenbender Harps charge for services?
Thomas Bittenbender Harps's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST CITIZENS ASSET MANAGEMENT, INC?
FIRST CITIZENS ASSET MANAGEMENT, INC has approximately 52 employees and manages $523M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FIRST CITIZENS ASSET MANAGEMENT, INC

Brian Patrick Storey
RALEIGH, NC
Paul Andrew Lehman
COLUMBIA, SC
CFA
Brent Ciliano
RALEIGH, NC
CFA
Michael Lee Longest
RALEIGH, NC
Paula Kay Heffron
RALEIGH, NC
CFP
Patrick Francis Nolan
RALEIGH, NC

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Nearby cities in North Carolina
CHARLOTTE (332)GREENSBORO (75)ASHEVILLE (54)CHAPEL HILL (38)DURHAM (37)WILMINGTON (29)WINSTON-SALEM (26)CORNELIUS (14)CARY (13)HUNTERSVILLE (13)
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Research
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