Unclaimed Profile

Paula Kay Heffron

FIRST CITIZENS ASSET MANAGEMENT, INC·RALEIGH, North Carolina

SIE, Series 4, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TOCFPClean record18 years registeredFIRST CITIZENS ASSET MANAGEMENT, INC

4300 SIX FORKS RD., RALEIGH, NC 27609CRD# 4901921Firm CRD# 140777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paula Kay Heffron · RALEIGH, NC

Registration

CRD #4901921 · FIRST CITIZENS ASSET MANAGEMENT, INC · 18 years registered

Brand Profile

Not yet started

Career History

WINLO MANAGEMENT GROUP, LLC

Jan 2025 – present

STONECREST ADVISORS, INC.

Nov 2024 – present

STONECREST CAPITAL MARKETS, INC.

Nov 2024 – present

FIRST CITIZENS ASSET MANAGEMENT, INC

Jan 2021 – Nov 2024

Raleigh, NC

FIRST CITIZENS INVESTOR SERVICES, INC.

Aug 2019 – Nov 2024

Raleigh, NC

USAA INVESTMENT MANAGEMENT COMPANY

Jun 2011 – Aug 2019

SAN ANTONIO, TX

USAA FINANCIAL PLANNING SERVICES

May 2011 – Jun 2011

SAN ANTONIO, TX

LPL FINANCIAL LLC

Apr 2008 – May 2011

ARNOLD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · April 14, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST CITIZENS ASSET MANAGEMENT, INC

CRD 140777 · SEC 801-79917

AUM

$523M

Regulatory assets under management

Employees

1,799 client accounts

Services offered by FIRST CITIZENS ASSET MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST CITIZENS ASSET MANAGEMENT, INC →

Introduction

Speak with Paula

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Paula is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RALEIGH?

Browse all registered financial advisors in RALEIGH, North Carolina or claim this profile if it's yours.

Browse RALEIGH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Paula Kay Heffron offer?

Paula Kay Heffron specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in RALEIGH, North Carolina for a consultation.

What are Paula Kay Heffron's credentials?

Paula Kay Heffron holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Paula Kay Heffron located?

Paula Kay Heffron is based in RALEIGH, North Carolina, working with FIRST CITIZENS ASSET MANAGEMENT, INC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Paula Kay Heffron charge for services?

Paula Kay Heffron's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST CITIZENS ASSET MANAGEMENT, INC?

FIRST CITIZENS ASSET MANAGEMENT, INC has approximately 52 employees and manages $523M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →