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Sue Ellen Harrington

CAPITAL INVESTMENT COUNSEL INC·RALEIGH, North Carolina
SIE, Series 7, Series 7TO, Series 63, Series 99TOClean recordCAPITAL INVESTMENT COUNSEL INC
100 E. SIX FORKS ROAD, STE. 200, RALEIGH, NC 27609CRD# 2756969Firm CRD# 104591

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sue Ellen Harrington · RALEIGH, NC
Registration
CRD #2756969 · CAPITAL INVESTMENT COUNSEL INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CAPITAL INVESTMENT COUNSEL INC
CRD 104591 · SEC 801-20824
AUM
$691M
Regulatory assets under management
Employees
9
1,077 client accounts
Services offered by CAPITAL INVESTMENT COUNSEL INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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04

Frequently Asked Questions

What services does Sue Ellen Harrington offer?
Sue Ellen Harrington specializes in Financial Planning, Investment Management. Contact their office in RALEIGH, North Carolina for a consultation.
What are Sue Ellen Harrington's credentials?
Sue Ellen Harrington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sue Ellen Harrington located?
Sue Ellen Harrington is based in RALEIGH, North Carolina, working with CAPITAL INVESTMENT COUNSEL INC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.
How does Sue Ellen Harrington charge for services?
Sue Ellen Harrington's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL INVESTMENT COUNSEL INC?
CAPITAL INVESTMENT COUNSEL INC has approximately 9 employees and manages $691M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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