Unclaimed Profile

Ronald Lee King

CAPITAL INVESTMENT COUNSEL INC·RALEIGH, North Carolina

SIE, Series 4, Series 6TO, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 62, Series 63, Series 65, Series 66, Series 99TOClean record22 years registeredCAPITAL INVESTMENT COUNSEL INC

100 E. SIX FORKS ROAD, STE. 200, RALEIGH, NC 27609CRD# 2530489Firm CRD# 104591

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Lee King · RALEIGH, NC

Registration

CRD #2530489 · CAPITAL INVESTMENT COUNSEL INC · 22 years registered

Brand Profile

Not yet started

Career History

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Jul 2011 – present

CAPITAL INVESTMENT COUNSEL INC

Nov 2007 – present

CIC ADVISERS, LLC

Nov 2007 – Dec 2012

RALEIGH, NC

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Mar 2004 – Aug 2006

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6TO

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 53

Series 62

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · March 24, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL INVESTMENT COUNSEL INC

CRD 104591 · SEC 801-20824

AUM

$691M

Regulatory assets under management

Employees

1,077 client accounts

Services offered by CAPITAL INVESTMENT COUNSEL INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL INVESTMENT COUNSEL INC →

Introduction

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Frequently Asked Questions

What services does Ronald Lee King offer?

Ronald Lee King specializes in Financial Planning, Investment Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Ronald Lee King's credentials?

Ronald Lee King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Lee King located?

Ronald Lee King is based in RALEIGH, North Carolina, working with CAPITAL INVESTMENT COUNSEL INC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Ronald Lee King charge for services?

Ronald Lee King's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL INVESTMENT COUNSEL INC?

CAPITAL INVESTMENT COUNSEL INC has approximately 9 employees and manages $691M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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