Unclaimed Profile

Steven Fred Bogaczyk

FIRST CITIZENS ASSET MANAGEMENT, INC·RALEIGH, North Carolina

SIE, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TOClean recordFIRST CITIZENS ASSET MANAGEMENT, INC

4300 SIX FORKS RD., RALEIGH, NC 27609CRD# 2469749Firm CRD# 140777

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Fred Bogaczyk · RALEIGH, NC

Registration

CRD #2469749 · FIRST CITIZENS ASSET MANAGEMENT, INC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST CITIZENS ASSET MANAGEMENT, INC

CRD 140777 · SEC 801-79917

AUM

$523M

Regulatory assets under management

Employees

1,799 client accounts

Services offered by FIRST CITIZENS ASSET MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST CITIZENS ASSET MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does Steven Fred Bogaczyk offer?

Steven Fred Bogaczyk specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in RALEIGH, North Carolina for a consultation.

What are Steven Fred Bogaczyk's credentials?

Steven Fred Bogaczyk is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Fred Bogaczyk located?

Steven Fred Bogaczyk is based in RALEIGH, North Carolina, working with FIRST CITIZENS ASSET MANAGEMENT, INC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Steven Fred Bogaczyk charge for services?

Steven Fred Bogaczyk's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST CITIZENS ASSET MANAGEMENT, INC?

FIRST CITIZENS ASSET MANAGEMENT, INC has approximately 52 employees and manages $523M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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