Unclaimed Profile

Margaret A Jarocki

CAPFINANCIAL PARTNERS, LLC·RALEIGH, North Carolina

SIE, Series 7, Series 66Clean record10 years registeredCAPFINANCIAL PARTNERS, LLC

4208 SIX FORKS RD, RALEIGH, NC 27609CRD# 5404373Firm CRD# 175112

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Margaret A Jarocki · RALEIGH, NC

Registration

CRD #5404373 · CAPFINANCIAL PARTNERS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPFINANCIAL PARTNERS, LLC

CAPTRUST

Jun 2016 – May 2025

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 1, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPFINANCIAL PARTNERS, LLC

CRD 175112 · SEC 801-62193

AUM

$852.2B

Regulatory assets under management

Employees

1,554

100,603 client accounts

Services offered by CAPFINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CAPFINANCIAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Margaret A Jarocki offer?

Margaret A Jarocki specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Margaret A Jarocki's credentials?

Margaret A Jarocki is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Margaret A Jarocki located?

Margaret A Jarocki is based in RALEIGH, North Carolina, last registered with CAPFINANCIAL PARTNERS, LLC.

How does Margaret A Jarocki charge for services?

Margaret A Jarocki's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPFINANCIAL PARTNERS, LLC?

CAPFINANCIAL PARTNERS, LLC has approximately 1554 employees and manages $852.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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