Unclaimed Profile

Ann Leddy

CAPFINANCIAL PARTNERS, LLC·RALEIGH, North Carolina

Series 7TO, Series 24, Series 66Clean record5 years registeredCAPFINANCIAL PARTNERS, LLC

4208 SIX FORKS RD, RALEIGH, NC 27609CRD# 5024384Firm CRD# 175112

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ann Leddy · RALEIGH, NC

Registration

CRD #5024384 · CAPFINANCIAL PARTNERS, LLC · 5 years registered

Brand Profile

Not yet started

Career History

CAPFINANCIAL SECURITIES, LLC.

Oct 2023 – present

CAPTRUST

Oct 2023 – present

VANGUARD ADVISERS, INC.

May 2021 – Sep 2023

MALVERN, PA

Registrations & Exams

FINRA examinations passed

Series 7TO

Series 24

Series 66

Registration record

First registered · May 12, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPFINANCIAL PARTNERS, LLC

CRD 175112 · SEC 801-62193

AUM

$852.2B

Regulatory assets under management

Employees

1,554

100,603 client accounts

Services offered by CAPFINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CAPFINANCIAL PARTNERS, LLC →

Introduction

Speak with Ann

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Ann is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RALEIGH?

Browse all registered financial advisors in RALEIGH, North Carolina or claim this profile if it's yours.

Browse RALEIGH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Ann Leddy offer?

Ann Leddy specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Ann Leddy's credentials?

Ann Leddy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ann Leddy located?

Ann Leddy is based in RALEIGH, North Carolina, working with CAPFINANCIAL PARTNERS, LLC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Ann Leddy charge for services?

Ann Leddy's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPFINANCIAL PARTNERS, LLC?

CAPFINANCIAL PARTNERS, LLC has approximately 1554 employees and manages $852.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →