Unclaimed Profile

James Patrick Kniffen

TOWNSEND ASSET MANAGEMENT CORP.·RALEIGH, North Carolina

Series 6, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredTOWNSEND ASSET MANAGEMENT CORP.

5120 BUR OAK CIRCLE, RALEIGH, NC 27612CRD# 1566240Firm CRD# 108216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Patrick Kniffen · RALEIGH, NC

Registration

CRD #1566240 · TOWNSEND ASSET MANAGEMENT CORP. · 24 years registered

Brand Profile

Not yet started

Career History

WEALTHCARE ADVISORY PARTNERS LLC

Nov 2023 – present

JAMES P. KNIFFEN PORTFOLIO MANAGEMENT, LLC

May 2019 – Dec 2023

VERO BEACH, FL

TOWNSEND ASSET MANAGEMENT CORP.

Jul 2017 – May 2019

Raleigh, NC

TIME, LIFE AND MONEY, LLC

Apr 2013 – Oct 2016

CARY, NC

LPL FINANCIAL CORPORATION

Apr 2002 – Oct 2010

CARY, NC

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 22, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOWNSEND ASSET MANAGEMENT CORP.

CRD 108216 · SEC 801-18013

AUM

$401M

Regulatory assets under management

Employees

1,137 client accounts

Services offered by TOWNSEND ASSET MANAGEMENT CORP.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TOWNSEND ASSET MANAGEMENT CORP. →

Introduction

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Frequently Asked Questions

What services does James Patrick Kniffen offer?

James Patrick Kniffen specializes in Financial Planning, Investment Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are James Patrick Kniffen's credentials?

James Patrick Kniffen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Patrick Kniffen located?

James Patrick Kniffen is based in RALEIGH, North Carolina, working with TOWNSEND ASSET MANAGEMENT CORP.. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does James Patrick Kniffen charge for services?

James Patrick Kniffen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWNSEND ASSET MANAGEMENT CORP.?

TOWNSEND ASSET MANAGEMENT CORP. has approximately 8 employees and manages $401M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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