Unclaimed Profile

James Thomas Blakey

SECREST BLAKEY & ASSOCIATES, LLC·RALEIGH, North Carolina

SIE, Series 6, Series 7, Series 63, Series 65CFPClean record24 years registeredSECREST BLAKEY & ASSOCIATES, LLC

7780 BRIER CREEK PARKWAY, RALEIGH, NC 27617CRD# 2934957Firm CRD# 151216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Thomas Blakey · RALEIGH, NC

Registration

CRD #2934957 · SECREST BLAKEY & ASSOCIATES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SECREST BLAKEY & ASSOCIATES, LLC

UNITED INCOME, INC.

Nov 2019 – Nov 2020

Davidson, NC

SOUTHEAST FINANCIAL GROUP

Sep 2009 – Nov 2019

Davidson, NC

LPL FINANCIAL CORPORATION

Sep 2009 – Dec 2009

DAVIDSON, NC

WATERSTONE FINANCIAL GROUP, INC.

Aug 2005 – Sep 2009

CORNELIUS, NC

TOWER SQUARE SECURITIES, INC.

Aug 2002 – Aug 2005

DURHAM, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · August 9, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECREST BLAKEY & ASSOCIATES, LLC

CRD 151216 · SEC 801-80573

AUM

$178M

Regulatory assets under management

Employees

324 client accounts

Services offered by SECREST BLAKEY & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECREST BLAKEY & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does James Thomas Blakey offer?

James Thomas Blakey specializes in Financial Planning, Investment Management.

What are James Thomas Blakey's credentials?

James Thomas Blakey holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Thomas Blakey located?

James Thomas Blakey is based in RALEIGH, North Carolina, last registered with SECREST BLAKEY & ASSOCIATES, LLC.

How does James Thomas Blakey charge for services?

James Thomas Blakey's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECREST BLAKEY & ASSOCIATES, LLC?

SECREST BLAKEY & ASSOCIATES, LLC has approximately 3 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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