Unclaimed Profile

Daniel James Shanahan

MODERN CAPITAL ADVISORS, LLC·RALEIGH, North Carolina

SIE, Series 6, Series 7, Series 24, Series 51, Series 52TO, Series 63, Series 66Clean record20 years registeredMODERN CAPITAL ADVISORS, LLC

7780 BRIER CREEK PARKWAY, RALEIGH, NC 27617CRD# 3277912Firm CRD# 131117

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel James Shanahan · RALEIGH, NC

Registration

CRD #3277912 · MODERN CAPITAL ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

MODERN CAPITAL ADVISORS, LLC

Jan 2022 – present

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

Apr 2021 – present

MODERN CAPITAL ADVISORS, LLC

Nov 2019 – Dec 2021

Raleigh, NC

MML INVESTORS SERVICES, LLC

Dec 2012 – Jul 2019

RALEIGH, NC

MML INVESTORS SERVICES, LLC

Dec 2012 – Dec 2012

RALEIGH, NC

PARK AVENUE SECURITIES LLC

May 2010 – Nov 2012

RALEIGH, NC

PRINCOR FINANCIAL SERVICES CORPORATION

Sep 2005 – Apr 2010

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 52TO

Series 63

Series 66

Registration record

First registered · September 2, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MODERN CAPITAL ADVISORS, LLC

CRD 131117 · SEC 801-72611

AUM

$285M

Regulatory assets under management

Employees

1,561 client accounts

Services offered by MODERN CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MODERN CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel James Shanahan offer?

Daniel James Shanahan specializes in Financial Planning, Investment Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Daniel James Shanahan's credentials?

Daniel James Shanahan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel James Shanahan located?

Daniel James Shanahan is based in RALEIGH, North Carolina, working with MODERN CAPITAL ADVISORS, LLC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Daniel James Shanahan charge for services?

Daniel James Shanahan's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MODERN CAPITAL ADVISORS, LLC?

MODERN CAPITAL ADVISORS, LLC has approximately 30 employees and manages $285M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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