Unclaimed Profile

Joseph Christian Williams

CAPITAL MANAGEMENT LLC·GREENSBORO, North Carolina

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record28 years registeredCAPITAL MANAGEMENT LLC

628 GREEN VALLEY ROAD, GREENSBORO, NC 27408CRD# 2332156Firm CRD# 109416

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Christian Williams · GREENSBORO, NC

Registration

CRD #2332156 · CAPITAL MANAGEMENT LLC · 28 years registered

Brand Profile

Not yet started

Career History

CAPITAL MANAGEMENT LLC

Jun 2023 – present

KEEL POINT, LLC

Dec 2021 – Jun 2023

Wake Forest, NC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Jun 2019

SAINT PETERSBURG, FL

RAYMOND JAMES FINANCIAL SERVICES

May 2007 – Jan 2009

ST PETERSBURG, FL

UBS FINANCIAL SERVICES INC.

Apr 2003 – May 2007

RALEIGH, NC

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 1998 – Apr 2003

SPTBG., SC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · February 23, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL MANAGEMENT LLC

CRD 109416 · SEC 801-55753

AUM

$325M

Regulatory assets under management

Employees

503 client accounts

Services offered by CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Christian Williams offer?

Joseph Christian Williams specializes in Financial Planning, Investment Management. Contact their office in GREENSBORO, North Carolina for a consultation.

What are Joseph Christian Williams's credentials?

Joseph Christian Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Christian Williams located?

Joseph Christian Williams is based in GREENSBORO, North Carolina, working with CAPITAL MANAGEMENT LLC. Their office serves clients in the GREENSBORO metropolitan area and surrounding communities.

How does Joseph Christian Williams charge for services?

Joseph Christian Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL MANAGEMENT LLC?

CAPITAL MANAGEMENT LLC has approximately 3 employees and manages $325M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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