Unclaimed Profile

Carter Wisely Leinster

TRIAD FINANCIAL ADVISORS, INC.·GREENSBORO, North Carolina

Series 1, Series 7, Series 24, Series 53, Series 63, Series 65Clean record20 years registeredTRIAD FINANCIAL ADVISORS, INC.

3623 N. ELM STREET, GREENSBORO, NC 27455CRD# 706761Firm CRD# 118583

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carter Wisely Leinster · GREENSBORO, NC

Registration

CRD #706761 · TRIAD FINANCIAL ADVISORS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRIAD FINANCIAL ADVISORS, INC.

ROYAL ALLIANCE ASSOCIATES, INC.

Mar 2009 – Oct 2009

GREENSBORO, NC

TRIAD FINANCIAL ADVISORS, INC.

Mar 2006 – Jan 2020

GREENSBORO, NC

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · March 21, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIAD FINANCIAL ADVISORS, INC.

CRD 118583 · SEC 801-80645

AUM

$863M

Regulatory assets under management

Employees

2,470 client accounts

Services offered by TRIAD FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRIAD FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Carter Wisely Leinster offer?

Carter Wisely Leinster specializes in Financial Planning, Investment Management.

What are Carter Wisely Leinster's credentials?

Carter Wisely Leinster is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carter Wisely Leinster located?

Carter Wisely Leinster is based in GREENSBORO, North Carolina, last registered with TRIAD FINANCIAL ADVISORS, INC..

How does Carter Wisely Leinster charge for services?

Carter Wisely Leinster's firm is compensated through percentage of aum, other: fee for monitoring 3rd party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIAD FINANCIAL ADVISORS, INC.?

TRIAD FINANCIAL ADVISORS, INC. has approximately 19 employees and manages $863M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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