Unclaimed Profile

Joseph Glenn Moore

GORDON ASSET MANAGEMENT, LLC·DURHAM, North Carolina

Series 65Clean record15 years registeredGORDON ASSET MANAGEMENT, LLC

4721 EMPEROR BLVD., DURHAM, NC 27703CRD# 5535483Firm CRD# 118471

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Glenn Moore · DURHAM, NC

Registration

CRD #5535483 · GORDON ASSET MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

SUMMIT FINANCIAL, LLC

Dec 2024 – present

GORDON ASSET MANAGEMENT, LLC

Jan 2021 – Dec 2024

DURHAM, NC

GIBRALTAR FINANCIAL, LLC

Feb 2018 – Dec 2020

SOUTHERN PINES, NC

GORDON ASSET MANAGEMENT, LLC

Aug 2010 – Jan 2018

DURHAM, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 16, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GORDON ASSET MANAGEMENT, LLC

CRD 118471 · SEC 801-61670

AUM

$199M

Regulatory assets under management

Employees

458 client accounts

Services offered by GORDON ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GORDON ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Glenn Moore offer?

Joseph Glenn Moore specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DURHAM, North Carolina for a consultation.

What are Joseph Glenn Moore's credentials?

Joseph Glenn Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Glenn Moore located?

Joseph Glenn Moore is based in DURHAM, North Carolina, working with GORDON ASSET MANAGEMENT, LLC. Their office serves clients in the DURHAM metropolitan area and surrounding communities.

How does Joseph Glenn Moore charge for services?

Joseph Glenn Moore's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GORDON ASSET MANAGEMENT, LLC?

GORDON ASSET MANAGEMENT, LLC has approximately 5 employees and manages $199M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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