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Stefan Alan Fencl

SQUARE 1 ASSET MANAGEMENT, INC.·DURHAM, North Carolina
Series 7, Series 63Clean record20 years registeredSQUARE 1 ASSET MANAGEMENT, INC.
406 BLACKWELL STREET, DURHAM, NC 27701CRD# 3106603Firm CRD# 166828

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stefan Alan Fencl · DURHAM, NC
Registration
CRD #3106603 · SQUARE 1 ASSET MANAGEMENT, INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

LEEP ASSET MANAGEMENT, LLC
Jun 2022 – present
FIRST CITIZENS ASSET MANAGEMENT, INC
Dec 2016 – Sep 2018
Charlotte, NC
CAPITAL ADVISORS GROUP, INC
Jan 2006 – Sep 2011
FORT MILL, NC
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · January 11, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BOFCAL ASSET MANAGEMENT INC.
CRD 166828 · SEC 801-77801
AUM
$184M
Regulatory assets under management
Employees
5
16 client accounts
Services offered by BOFCAL ASSET MANAGEMENT INC.
Per Form ADV
Selection of other advisers
View all advisors at BOFCAL ASSET MANAGEMENT INC. →
Introduction

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05

Frequently Asked Questions

What services does Stefan Alan Fencl offer?
Stefan Alan Fencl specializes in Wealth Management. Contact their office in DURHAM, North Carolina for a consultation.
What are Stefan Alan Fencl's credentials?
Stefan Alan Fencl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stefan Alan Fencl located?
Stefan Alan Fencl is based in DURHAM, North Carolina, working with SQUARE 1 ASSET MANAGEMENT, INC.. Their office serves clients in the DURHAM metropolitan area and surrounding communities.
How does Stefan Alan Fencl charge for services?
Stefan Alan Fencl's firm is compensated through percentage of aum, other: service provider fees from certain money market funds. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SQUARE 1 ASSET MANAGEMENT, INC.?
SQUARE 1 ASSET MANAGEMENT, INC. has approximately 5 employees and manages $184M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SQUARE 1 ASSET MANAGEMENT, INC.

Adam Charles Dean
SAN FRANCISCO, CA
Jose V. Sarmenta
MENLO PARK, CA

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