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Joseph Michael Gordon

GORDON ASSET MANAGEMENT, LLC·DURHAM, North Carolina
SIE, Series 1, Series 6TO, Series 7, Series 24, Series 63, Series 65CFPClean record14 years registeredGORDON ASSET MANAGEMENT, LLC
4721 EMPEROR BLVD., DURHAM, NC 27703CRD# 706758Firm CRD# 118471

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Michael Gordon · DURHAM, NC
Registration
CRD #706758 · GORDON ASSET MANAGEMENT, LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

SUMMIT FINANCIAL, LLC
Nov 2024 – present
GORDON ASSET MANAGEMENT, LLC
Dec 2011 – Nov 2024
DURHAM, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 6TO
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · December 19, 2011
Years registered · 14
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GORDON ASSET MANAGEMENT, LLC
CRD 118471 · SEC 801-61670
AUM
$199M
Regulatory assets under management
Employees
5
458 client accounts
Services offered by GORDON ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GORDON ASSET MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Joseph Michael Gordon offer?
Joseph Michael Gordon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DURHAM, North Carolina for a consultation.
What are Joseph Michael Gordon's credentials?
Joseph Michael Gordon holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Joseph Michael Gordon located?
Joseph Michael Gordon is based in DURHAM, North Carolina, working with GORDON ASSET MANAGEMENT, LLC. Their office serves clients in the DURHAM metropolitan area and surrounding communities.
How does Joseph Michael Gordon charge for services?
Joseph Michael Gordon's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GORDON ASSET MANAGEMENT, LLC?
GORDON ASSET MANAGEMENT, LLC has approximately 5 employees and manages $199M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Joseph Glenn Moore
DURHAM, NC
Todd Edward Zempel
DURHAM, NC

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Research
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