Unclaimed Profile

Joseph Pinkney Davis

DWM ADVISORS, LLC·DURHAM, North Carolina

Series 3, Series 7, Series 63, Series 6524 years registeredDWM ADVISORS, LLC

5011 SOUTHPARK DR, DURHAM, NC 27713CRD# 1188593Firm CRD# 150441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Pinkney Davis · DURHAM, NC

Registration

CRD #1188593 · DWM ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DWM ADVISORS, LLC

DAVIS WEALTH MANAGEMENT

Jun 2009 – May 2017

DURHAM, NC

WELLS FARGO ADVISORS, LLC

Dec 2001 – Jun 2009

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

2018Regulatory·Final

2016Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DWM ADVISORS, LLC

CRD 150441 · SEC 801-70254

AUM

$102M

Regulatory assets under management

Employees

385 client accounts

Services offered by DWM ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DWM ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Pinkney Davis offer?

Joseph Pinkney Davis specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Joseph Pinkney Davis's credentials?

Joseph Pinkney Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Pinkney Davis located?

Joseph Pinkney Davis is based in DURHAM, North Carolina, last registered with DWM ADVISORS, LLC.

How does Joseph Pinkney Davis charge for services?

Joseph Pinkney Davis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DWM ADVISORS, LLC?

DWM ADVISORS, LLC has approximately 2 employees and manages $102M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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