Unclaimed Profile

Sandra Bradley Carlson

FIRST PERSONAL FINANCIAL SERVICES INC·CHARLOTTE, North Carolina

SIE, Series 7, Series 24, Series 66Clean record23 years registeredFIRST PERSONAL FINANCIAL SERVICES INC

2150 PARK DR., CHARLOTTE, NC 28204CRD# 4507978Firm CRD# 107236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sandra Bradley Carlson · CHARLOTTE, NC

Registration

CRD #4507978 · FIRST PERSONAL FINANCIAL SERVICES INC · 23 years registered

Brand Profile

Not yet started

Career History

WAVERLY ADVISORS, LLC

May 2024 – present

MCSHANE PARTNERS

Nov 2013 – Dec 2024

CHARLOTTE, NC

ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLC

Nov 2006 – Nov 2013

THOMASVILLE, GA

SYMPHONIC FINANCIAL ADVISORS LLC

Mar 2006 – Aug 2006

NEW YORK, NY

SYNOVUS SECURITIES, INC.

Feb 2003 – May 2004

COLUMBUS, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · February 21, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST PERSONAL FINANCIAL SERVICES INC

CRD 107236 · SEC 801-44259

AUM

$709M

Regulatory assets under management

Employees

315 client accounts

Services offered by FIRST PERSONAL FINANCIAL SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST PERSONAL FINANCIAL SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Sandra Bradley Carlson offer?

Sandra Bradley Carlson specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Sandra Bradley Carlson's credentials?

Sandra Bradley Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sandra Bradley Carlson located?

Sandra Bradley Carlson is based in CHARLOTTE, North Carolina, working with FIRST PERSONAL FINANCIAL SERVICES INC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Sandra Bradley Carlson charge for services?

Sandra Bradley Carlson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST PERSONAL FINANCIAL SERVICES INC?

FIRST PERSONAL FINANCIAL SERVICES INC has approximately 11 employees and manages $709M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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