Unclaimed Profile

Lorraine R Tomlin

FIRST PERSONAL FINANCIAL SERVICES INC·CHARLOTTE, North Carolina

Series 65Clean record9 years registeredFIRST PERSONAL FINANCIAL SERVICES INC

2150 PARK DR., CHARLOTTE, NC 28204CRD# 6822779Firm CRD# 107236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lorraine R Tomlin · CHARLOTTE, NC

Registration

CRD #6822779 · FIRST PERSONAL FINANCIAL SERVICES INC · 9 years registered

Brand Profile

Not yet started

Career History

WAVERLY ADVISORS, LLC

May 2024 – present

MCSHANE PARTNERS

Jun 2017 – Dec 2024

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 22, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST PERSONAL FINANCIAL SERVICES INC

CRD 107236 · SEC 801-44259

AUM

$709M

Regulatory assets under management

Employees

315 client accounts

Services offered by FIRST PERSONAL FINANCIAL SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST PERSONAL FINANCIAL SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Lorraine R Tomlin offer?

Lorraine R Tomlin specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Lorraine R Tomlin's credentials?

Lorraine R Tomlin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lorraine R Tomlin located?

Lorraine R Tomlin is based in CHARLOTTE, North Carolina, working with FIRST PERSONAL FINANCIAL SERVICES INC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Lorraine R Tomlin charge for services?

Lorraine R Tomlin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST PERSONAL FINANCIAL SERVICES INC?

FIRST PERSONAL FINANCIAL SERVICES INC has approximately 11 employees and manages $709M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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