Unclaimed Profile

Mary Appleton Cosby Rinehart

FIRST PERSONAL FINANCIAL SERVICES INC·CHARLOTTE, North Carolina

Series 65Clean record23 years registeredFIRST PERSONAL FINANCIAL SERVICES INC

521 E. MOREHEAD ST, CHARLOTTE, NC 28202-2619CRD# 2618229Firm CRD# 107236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Appleton Cosby Rinehart · CHARLOTTE, NC

Registration

CRD #2618229 · FIRST PERSONAL FINANCIAL SERVICES INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST PERSONAL FINANCIAL SERVICES INC

MCSHANE PARTNERS

May 2003 – Mar 2019

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 19, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST PERSONAL FINANCIAL SERVICES INC

CRD 107236 · SEC 801-44259

AUM

$709M

Regulatory assets under management

Employees

315 client accounts

Services offered by FIRST PERSONAL FINANCIAL SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST PERSONAL FINANCIAL SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Mary Appleton Cosby Rinehart offer?

Mary Appleton Cosby Rinehart specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Mary Appleton Cosby Rinehart's credentials?

Mary Appleton Cosby Rinehart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Appleton Cosby Rinehart located?

Mary Appleton Cosby Rinehart is based in CHARLOTTE, North Carolina, last registered with FIRST PERSONAL FINANCIAL SERVICES INC.

How does Mary Appleton Cosby Rinehart charge for services?

Mary Appleton Cosby Rinehart's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST PERSONAL FINANCIAL SERVICES INC?

FIRST PERSONAL FINANCIAL SERVICES INC has approximately 11 employees and manages $709M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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