Unclaimed Profile

Peter Brown

INNOVATION PARTNERS LLC.·CHARLOTTE, North Carolina

SIE, Series 7, Series 9, Series 10, Series 24, Series 28, Series 31, Series 63, Series 66, Series 99TOClean record21 years registeredINNOVATION PARTNERS LLC.

5950 FAIRVIEW ROAD, CHARLOTTE, NC 28210CRD# 1797329Firm CRD# 146344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Brown · CHARLOTTE, NC

Registration

CRD #1797329 · INNOVATION PARTNERS LLC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INNOVATION PARTNERS LLC.

PNC INVESTMENTS

May 2015 – Feb 2019

CHARLOTTE, NC

MORGAN STANLEY & CO. INCORPORATED

Apr 2008 – May 2008

CENTENNIAL, CO

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Nov 2004 – Nov 2006

COLORADO SPRINGS, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 28

Series 31

Series 63

Series 66

Series 99TO

Registration record

First registered · November 19, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INNOVATION PARTNERS LLC.

CRD 146344 · SEC 801-78702

AUM

—

Regulatory assets under management

Employees

245

Total firm employees

Services offered by INNOVATION PARTNERS LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INNOVATION PARTNERS LLC. →

Introduction

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Frequently Asked Questions

What services does Peter Brown offer?

Peter Brown specializes in Financial Planning, Investment Management, Wealth Management.

What are Peter Brown's credentials?

Peter Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Brown located?

Peter Brown is based in CHARLOTTE, North Carolina, last registered with INNOVATION PARTNERS LLC..

How does Peter Brown charge for services?

Peter Brown's firm is compensated through percentage of aum, hourly charges, subscription fees, other: recurring fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INNOVATION PARTNERS LLC.?

INNOVATION PARTNERS LLC. has approximately 245 employees. The firm is registered with the SEC as an investment adviser.

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