Unclaimed Profile

Gregory Earl Smith

INNOVATION PARTNERS LLC.·CHARLOTTE, North Carolina

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65CFAClean record29 years registeredINNOVATION PARTNERS LLC.

5950 FAIRVIEW ROAD, CHARLOTTE, NC 28210CRD# 1252027Firm CRD# 146344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Earl Smith · CHARLOTTE, NC

Registration

CRD #1252027 · INNOVATION PARTNERS LLC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INNOVATION PARTNERS LLC.

INNOVATION PARTNERS LLC

Feb 2014 – Jul 2025

Charlotte, NC

TIAA-CREF ADVICE AND PLANNING SERVICES

Jun 2006 – May 2009

CHARLOTTE, NC

SUNSET FINANCIAL SERVICES, INC.

Apr 1997 – May 2005

KANSAS CITY, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · April 1, 1997

Years registered · 29

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INNOVATION PARTNERS LLC.

CRD 146344 · SEC 801-78702

AUM

—

Regulatory assets under management

Employees

245

Total firm employees

Services offered by INNOVATION PARTNERS LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INNOVATION PARTNERS LLC. →

Introduction

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Frequently Asked Questions

What services does Gregory Earl Smith offer?

Gregory Earl Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Gregory Earl Smith's credentials?

Gregory Earl Smith holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gregory Earl Smith located?

Gregory Earl Smith is based in CHARLOTTE, North Carolina, last registered with INNOVATION PARTNERS LLC..

How does Gregory Earl Smith charge for services?

Gregory Earl Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: recurring fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INNOVATION PARTNERS LLC.?

INNOVATION PARTNERS LLC. has approximately 245 employees. The firm is registered with the SEC as an investment adviser.

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