Unclaimed Profile

Parth Bhaskarbhai Patel

IP FINANCIAL ADVISORY SERVICES LLC·CHARLOTTE, North Carolina

Series 65Clean record5 years registeredIP FINANCIAL ADVISORY SERVICES LLC

5950 FAIRVIEW ROAD, SUITE 140, CHARLOTTE, NC 28210CRD# 7290863Firm CRD# 305772

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Parth Bhaskarbhai Patel · CHARLOTTE, NC

Registration

CRD #7290863 · IP FINANCIAL ADVISORY SERVICES LLC · 5 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: IP FINANCIAL ADVISORY SERVICES LLC

IP FINANCIAL ADVISORY SERVICES LLC

Mar 2021 – Mar 2022

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 10, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IP FINANCIAL ADVISORY SERVICES LLC

CRD 305772 · SEC 801-117481

AUM

$297M

Regulatory assets under management

Employees

2,290 client accounts

Services offered by IP FINANCIAL ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IP FINANCIAL ADVISORY SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Parth Bhaskarbhai Patel offer?

Parth Bhaskarbhai Patel specializes in Financial Planning, Investment Management, Wealth Management.

What are Parth Bhaskarbhai Patel's credentials?

Parth Bhaskarbhai Patel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Parth Bhaskarbhai Patel located?

Parth Bhaskarbhai Patel is based in CHARLOTTE, North Carolina, last registered with IP FINANCIAL ADVISORY SERVICES LLC.

How does Parth Bhaskarbhai Patel charge for services?

Parth Bhaskarbhai Patel's firm is compensated through percentage of aum, hourly charges, subscription fees, other: recurring fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IP FINANCIAL ADVISORY SERVICES LLC?

IP FINANCIAL ADVISORY SERVICES LLC has approximately 92 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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