Unclaimed Profile

Lei Jiao

IP FINANCIAL ADVISORY SERVICES LLC·CHARLOTTE, North Carolina

SIE, Series 28, Series 65, Series 99TOClean record10 years registeredIP FINANCIAL ADVISORY SERVICES LLC

5950 FAIRVIEW ROAD, SUITE 140, CHARLOTTE, NC 28210CRD# 6407162Firm CRD# 305772

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lei Jiao · CHARLOTTE, NC

Registration

CRD #6407162 · IP FINANCIAL ADVISORY SERVICES LLC · 10 years registered

Brand Profile

Not yet started

Career History

INNOVATION PARTNERS LLC

Apr 2022 – present

IP FINANCIAL ADVISORY SERVICES LLC

Mar 2022 – present

IP FINANCIAL ADVISORY SERVICES LLC

Mar 2022 – Mar 2022

CHARLOTTE, NC

INNOVATION PARTNERS LLC

Sep 2015 – Sep 2020

Charlotte, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 28

Series 65

Series 99TO

Registration record

First registered · September 14, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IP FINANCIAL ADVISORY SERVICES LLC

CRD 305772 · SEC 801-117481

AUM

$297M

Regulatory assets under management

Employees

2,290 client accounts

Services offered by IP FINANCIAL ADVISORY SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IP FINANCIAL ADVISORY SERVICES LLC →

Introduction

Speak with Lei

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lei is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Lei Jiao offer?

Lei Jiao specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Lei Jiao's credentials?

Lei Jiao is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lei Jiao located?

Lei Jiao is based in CHARLOTTE, North Carolina, working with IP FINANCIAL ADVISORY SERVICES LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Lei Jiao charge for services?

Lei Jiao's firm is compensated through percentage of aum, hourly charges, subscription fees, other: recurring fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IP FINANCIAL ADVISORY SERVICES LLC?

IP FINANCIAL ADVISORY SERVICES LLC has approximately 92 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →